Formal Book

1 Six proofs of the infinity of primes

Theorem 1.1 Euclid’s proof
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A finite set \(\{ p_1, \dots , p_r\} \) cannot be the collection of all prime numbers.

Proof

For any finite set \(\{ p_1, \dots , p_r\} \), consider the number \(n = p_1p_2\dots p_r + 1\). This \(n\) has a prime divisor \(p\). But \(p\) is not one of the \(p_i\)s: otherwise \(p\) would be a divisor of \(n\) and of the product \(p_1p_2\dots p_r\), and thus also of the difference \(n - p_1p_2\dots p_r = 1\), which is impossible. So a finite set \(\{ p_1, \dots , p_r\} \) cannot be the collection of all prime numbers.

Theorem 1.2 Second Proof
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Any two Fermat numbers \(F_n := 2^{2^n} + 1\) are relatively prime.

Proof

Let us first look at the Fermat numbers \(F_n = 2^{2^n} +1\) for \(n = 0,1,2,\dots \). We will show that any two Fermat numbers are relatively prime; hence there must be infinitely many primes. To this end, we verify the recursion

\[ \prod _{k=0}^{n-1} F_k = F_n - 2, \]

from which our assertion follows immediately. Indeed, if \(m\) is a divisor of, say, \(F_k\) and \(F_n\) (with \(k {\lt} n\)), then \(m\) divides 2, and hence \(m = 1\) or \(2\). But \(m = 2\) is impossible since all Fermat numbers are odd. To prove the recursion we use induction on \(n\). For \(n = 1\), we have \(F_0 = 3\) and \(F_1 - 2 = 3\). With induction we now conclude

\[ \prod _{k=0}^{n} F_k = \left( \prod _{k=0}^{n-1} F_k \right) F_n = (F_n - 2)F_n = (2^{2^n} - 1)(2^{2^n} + 1) = 2^{2^{n+1}} - 1 = F_{n+1} - 2. \]
Theorem 1.3 Third Proof
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There is no largest prime.

Proof

Suppose \(\mathbb {P}\) is finite and \(p\) is the largest prime. We consider the so-called Mersenne number \(2^p - 1\) and show that any prime factor \(q\) of \(2^p - 1\) is bigger than \(p\), which will yield the desired conclusion. Let \(q\) be a prime dividing \(2^p - 1\), so we have \(2^p \equiv 1 \pmod{q}\). Since \(p\) is prime, this means that the element 2 has order \(p\) in the multiplicative group \(\mathbb {Z}_q \setminus \{ 0\} \) of the field \(\mathbb {Z}_q\). This group has \(q - 1\) elements. By Lagrange’s theorem, we know that the order of every element divides the size of the group, that is, we have \(p \mid q - 1\), and hence \(p {\lt} q\).

Theorem 1.4 Fourth Proof
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The prime counting function is unbounded

Proof

Let \(\pi (x) := \# \{ p \leq x : p \in \mathbb {P}\} \) be the number of primes that are less than or equal to the real number \(x\). We number the primes \(\mathbb {P} = \{ p_1, p_2, p_3, \dots \} \) in increasing order. Consider the natural logarithm \(\log x\), defined as

\[ \log x = \int _1^x \frac{1}{t} dt. \]

Now we compare the area below the graph of \(f(t) = \frac{1}{t}\) with an upper step function. (See also the appendix for this method.) Thus for \(n \leq x {\lt} n+1\) we have

\[ \log x \leq 1 + \frac{1}{2} + \frac{1}{3} + \dots + \frac{1}{n-1} + \frac{1}{n} \leq \sum \frac{1}{m}, \]

where the sum extends over all \(m \in \mathbb {N}\) which have only prime divisors \(p \leq x\).

Since every such \(m\) can be written in a unique way as a product of the form \(\prod _{p \leq x} p^{k_p}\), we see that the last sum is equal to

\[ \prod _{p \in \mathbb {P}, p \leq x} \left( \sum _{k \geq 0} \frac{1}{p^k} \right). \]

The inner sum is a geometric series with ratio \(\frac{1}{p}\), hence

\[ \log x \leq \prod _{p \leq x} \frac{1}{1 - \frac{1}{p}} = \prod _{p \leq x} \frac{p}{p - 1} = \prod _{k=1}^{\pi (x)} \frac{p_k}{p_k - 1}. \]

Now clearly \(p_k \geq k+1\), and thus

\[ \frac{p_k}{p_k - 1} = 1 + \frac{1}{p_k - 1} \leq 1 + \frac{1}{k} = \frac{k+1}{k}, \]

and therefore

\[ \log x \leq \prod _{k=1}^{\pi (x)} \frac{k+1}{k} = \pi (x) + 1. \]

Everybody knows that \(\log x\) is not bounded, so we conclude that \(\pi (x)\) is unbounded as well, and so there are infinitely many primes.

Theorem 1.5 Fifth Proof
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The set of primes \(\mathbb {P}\) is infinite.

Proof

Consider the following curious topology on the set \(\mathbb {Z}\) of integers. For \(a, b \in \mathbb {Z}, b {\gt} 0\), we set

\[ N_{a,b} = \{ a + nb : n \in \mathbb {Z}\} . \]

Each set \(N_{a,b}\) is a two-way infinite arithmetic progression. Now call a set \(O \subseteq \mathbb {Z}\) open if either \(O\) is empty, or if to every \(a \in O\) there exists some \(b {\gt} 0\) with \(N_{a,b} \subseteq O\). Clearly, the union of open sets is open again. If \(O_1, O_2\) are open, and \(a \in O_1 \cap O_2\) with \(N_{a,b_1} \subseteq O_1\) and \(N_{a,b_2} \subseteq O_2\), then \(a \in N_{a, b_1 b_2} \subseteq O_1 \cap O_2\). So we conclude that any finite intersection of open sets is again open. Therefore, this family of open sets induces a bona fide topology on \(\mathbb {Z}\).

Let us note two facts:

  • Any nonempty open set is infinite.

  • Any set \(N_{a,b}\) is closed as well.

Indeed, the first fact follows from the definition. For the second, we observe

\[ N_{a,b} = \mathbb {Z} \setminus \bigcup _{i=1}^{b-1} N_{a+i,b}, \]

which proves that \(N_{a,b}\) is the complement of an open set and hence closed.

So far, the primes have not yet entered the picture — but here they come. Since any number \(n \neq 1, -1\) has a prime divisor \(p\), and hence is contained in \(N_{0,p}\), we conclude

\[ \mathbb {Z} \setminus \{ 1, -1\} = \bigcup _{p \in \mathbb {P}} N_{0,p}. \]

Now if \(\mathbb {P}\) were finite, then \(\bigcup _{p \in \mathbb {P}} N_{0,p}\) would be a finite union of closed sets (by (B)), and hence closed. Consequently, \(\{ 1, -1\} \) would be an open set, in violation of (A).

Theorem 1.6 Sixth Proof
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The series \(\sum _{p\in \mathbb {P}}\frac1p\) diverges.

Proof

Our final proof goes a considerable step further and demonstrates not only that there are infinitely many primes, but also that the series \(\sum _{p \in \mathbb {P}} \frac{1}{p}\) diverges. The first proof of this important result was given by Euler (and is interesting in its own right), but our proof, devised by Erdős, is of compelling beauty.

Let \(p_1, p_2, p_3, \dots \) be the sequence of primes in increasing order, and assume that \(\sum _{p \in \mathbb {P}} \frac{1}{p}\) converges. Then there must be a natural number \(k\) such that \(\sum _{i \geq k+1} \frac{1}{p_i} {\lt} \frac{1}{2}\). Let us call \(p_1, \dots , p_k\) the small primes, and \(p_{k+1}, p_{k+2}, \dots \) the big primes. For an arbitrary natural number \(N\), we therefore find

\[ \sum _{i \geq k+1} \frac{N}{p_i} {\lt} \frac{N}{2}. \tag {1} \]

Let \(N_b\) be the number of positive integers \(n \leq N\) which are divisible by at least one big prime, and \(N_s\) the number of positive integers \(n \leq N\) which have only small prime divisors. We are going to show that for a suitable \(N\)

\[ N_b + N_s {\lt} N, \]

which will be our desired contradiction, since by definition \(N_b + N_s\) would have to be equal to \(N\).

To estimate \(N_b\), note that \(\left\lfloor \frac{N}{p_i} \right\rfloor \) counts the positive integers \(n \leq N\) which are multiples of \(p_i\). Hence by (1) we obtain

\[ N_b \leq \sum _{i \geq k+1} \left\lfloor \frac{N}{p_i} \right\rfloor {\lt} \frac{N}{2}. \tag {2} \]

Let us now look at \(N_s\). We write every \(n \leq N\) which has only small prime divisors in the form \(n = a_n b_n^2\), where \(a_n\) is the square-free part. Every \(a_n\) is thus a product of different small primes, and we conclude that there are precisely \(2^k\) different square-free parts. Furthermore, as \(b_n^2 \leq n \leq N\), we find that there are at most \(\sqrt{N}\) different square parts, and so

\[ N_s \leq 2^k \sqrt{N}. \]

Since (2) holds for any \(N\), it remains to find a number \(N\) with \(2^k \sqrt{N} {\lt} \frac{N}{2}\), or \(2^{k+1} {\lt} \sqrt{N}\), and for this \(N = 2^{2k+2}\) will do.

1.1 Appendix: Infinitely many more proofs

Theorem 1.7
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If the sequence \(S = (s_1, s_2, s_3, \dots )\) is almost injective and of subexponential growth, then the set \(\mathbb {P}_S\) of primes that divide some member of \(S\) is infinite.

Proof
Theorem 1.8 Infinity of primes

There are infinitely many primes. (Six + infinitely many proofs)

Proof

See theorems in this chapter.